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Generally, metasurfaces in the THz region are divided into two categories: one is associated with antenna resonance while the other is based on the Pancharatnam-Berry phase (or geometric phase). The former type, which is used for realising desired phase changes, is related to the delicate design of the antenna geometry (e.g., V-shaped antennas with different arm lengths and opening angles for manipulating LP waves). The latter type is typically related to anisotropic antennas with identical structures, but different in-plane orientations (for manipulating CP waves). In this section, we summarise the physical principles of these two types of metasurfaces.
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Traditional methods for reshaping the wavefronts of EM waves are dependent on various lenses (e.g., waveplates, convex/concave lenses, and attenuators) that can generate gradual phase accumulations along an optical path. When EM waves propagate at an interface between two different media, the reflection/refraction properties are governed by Snell’s law. It can be concluded that the angle of reflection is equal to the angle of incidence, whereas the angle of refraction is different from the angle of incidence, but obeys a fixed relationship. Recently, Yu et al. proposed a novel approach41 to manipulating the wavefronts of EM waves and breaking the constraint of the traditional Snell’s law (actually, the concept of a metasurface can be traced back even earlier42). By introducing an abrupt phase delay (phase discontinuity) at the interface between two media, the laws of reflection and refraction can be revisited according to Fermat’s principle. As shown in Fig. 2a, if a light beam incident from point A propagates to point B via two paths, the light beam will pass through the interface with a fixed phase gradient
$\left({{d\Phi }}/{{dx}}\right)$ and Snell’s law of refraction can be written asFig. 2 Metasurfaces for manipulating LP EM waves.
a Schematics used to derive the generalised Snell’s law41. b V-shaped antenna for supporting symmetric and antisymmetric modes41. c Typical metasurfaces consisting of V-shaped antennas with different profiles, orientations, and flare angles41. d Calculated electric field distribution beyond a metasurface41. e and f Two types of gradient-index metasurfaces composed of C-shaped split-ring resonators (SRRs) with different orientations43 and flare angles, and cross-shaped SRRs with different sizes46. g and h Enhanced efficiency of beam deflection based on metasurfaces and gratings49. i and j Beam deflector with highly efficient transmission57. Images reprinted with the following permissions: a41, b41, c41, d41 from AAAS; e43 from John Wiley and Sons; f46 from IEEE; g49, h49 from AAAS; i57, j57 from John Wiley and Sons.$${n_t}\sin {\theta _t} - {n_i}\sin {\theta _i} = \frac{\lambda }{{2{\text π} }}\frac{{d\Phi }}{{dx}}$$ (1) where λ is the working wavelength. After introducing the phase gradient, Snell’s law of reflection is governed as follows:
$$\sin {\theta _r} - \sin {\theta _i} = \frac{\lambda }{{2{\text π} {n_i}}}\frac{{d\Phi }}{{dx}}$$ (2) Both Eqs. 1 and 2 are defined as the generalised Snell’s law, providing an approach to manipulate EM waves with multiple degrees of freedom.
Realising the desired phase gradient is of great importance because an antenna can only modulate incident waves with a fixed phase profile. Yu et al. designed V-shaped antennas with different opening angles, orientations, and arm lengths to modulate phase over a 2π range (see Fig. 2b). Therefore, a phase gradient can be obtained by introducing supercell-based structures (see Fig. 2c) to mimic the generalised Snell’s law. As shown in Fig. 2d, for the normal incidence of an x-polarised light beam, a beam with cross-polarisation (y-polarised light beam) is transmitted through the interface. Planar V-shaped antenna structures that can flexibly manipulate the wavefronts of EM waves are defined as metasurfaces. In addition to V-shaped metasurfaces, other types of metasurfaces consisting of C-shaped SRRs (see Fig. 2e), cross-shaped SRRs (see Fig. 2f), and U-shaped SRRs with different sizes and shapes have also been proposed to control the wavefronts of LP EM waves43–48.
Despite significant progress in terms of realising the generalised Snell’s law, the aforementioned metasurfaces suffer from low conversion efficiency, which is defined as the ratio between the power with cross-polarisation and the incident power. One approach to enhancing conversion efficiency is to design multilayered metasurfaces49–54. As shown in Fig. 2g, a multilayered structure consists of two-layered orthogonal metal gratings and a single-layer metasurface. The conversion efficiency is greater than 60% at an anomalous refraction angle of 24° based on interference between multiple polarisation couplings in the Fabry-Pérot-like cavity (see Fig. 2h). In addition to multilayered metal-based metasurfaces, metasurfaces consisting of dielectric rods with different sizes and shapes can also enable high conversion efficiency. The mechanisms behind the high efficiency of all-dielectric metasurfaces are believed to be antireflection coatings55 and Mie resonances56–59. For example, Yang et al. designed a Huygens’ metasurface consisting of low-index (air) holes in a high-index (silicon) wafer, as shown in (Fig. 2(i))57. The response of this metasurface is governed by electric and magnetic Mie resonances, resulting in a high conversion efficiency of up to 84.7% (see the beam deflector in Fig. 2j). A Huygens’ metasurface composed of non-uniform dielectric resonator antennas on a metal ground plane also enables high conversion efficiency (approximately 80%) based on resonance enhancement60. An all-dielectric KTiOPO4 (Huygens’) metasurface was also reported by Tian et al. and a THz beam deflector with an efficiency of 80% was numerically demonstrated61. Additionally, Zhao et al. designed a two-layered high-efficiency Huygens’ metasurface and the corresponding efficiency of anomalous refraction was calculated to be 66%53.
In addition to phase modulation, resonance-type metasurfaces can also manipulate the amplitudes of EM waves. The simultaneous control of phase and amplitude has been demonstrated by carefully designing the geometrical configurations and accurately controlling the angular orientations of a C-shaped antenna-based metasurface62. A dual-layered metasurface consisting of metallic C-shaped SRRs (in the top layer) and complementary SRRs (in the bottom layer) can independently manipulate both phase and amplitude at two THz wavelengths63. Additionally, approaches to the simultaneous control of phase and amplitude have been extended to THz surface plasmons, leading to the development of an efficient meta-coupler for complex surface plasmon launching64.
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Unlike the manipulation of LP EM waves based on gradient-index metasurfaces, geometric metasurfaces have been proposed (Huang et al., 2012) to harness CP EM waves. Geometric metasurfaces typically consist of anisotropic antennas with different in-plane orientations, but identical shapes (see Fig. 3a, b). When incident CP (e.g., right-hand CP (RCP)) EM waves interact with an antenna (see Fig. 3a), the transmitted waves can be represented as follows:
Fig. 3 Geometric metasurfaces for manipulation CP EM waves.
a and b Schematics of the working principles of the geometric metasurfaces. c and d Scanning electron micrscopy image of a geometric metasurface and helicity-dependent beam deflection under the normal incidence of CP EM waves65. e and f Schematics and efficiency of multilayered geometric metasurfaces68. g and h Optical image and efficiency of dielectric geometric metasurfaces69. Images reprinted with the following permissions: c65, d65 from ACS; e68, f68, g69, h69 from The Optical Society.$$\begin{split}{E_{out}} \propto J(\varphi )E_{in}^{RCP} =& \left[ {\begin{array}{*{20}{c}} {{e^{i\varphi /2}}}&0 \\ 0&{{e^{ - i\varphi /2}}} \end{array}} \right]\left[ {\begin{array}{*{20}{c}} 1 \\ i \end{array}} \right] \\=& \cos \frac{\varphi }{2}\left[ {\begin{array}{*{20}{c}} 1 \\ i \end{array}} \right] + i\sin \frac{\varphi }{2}\left[ {\begin{array}{*{20}{c}} 1 \\ { - i} \end{array}} \right]\end{split}$$ (3) where
$J(\varphi )$ is the Jones matrix for deducing the functionality of an anisotropic antenna (see Fig. 3a).It should be noted that transmitted EM waves consist of two components: co-polarised (non-converted) EM waves and cross-polarised (converted) EM waves. The conversion efficiency of converted EM waves depends on the phase retardation (φ) between the long and short axes. When RCP EM waves pass through a rotated antenna (antenna rotated counter-clockwise by an angle of θ (see Fig. 3b)), the transmitted waves can be represented as:
$${E_{out}} \propto J_{(\varphi )}^{(\theta )}\left[ {\begin{array}{*{20}{c}} 1 \\ i \end{array}} \right] = \left[ {\begin{array}{*{20}{c}} {\cos \dfrac{\varphi }{2} + i\sin \dfrac{\varphi }{2}\cos 2\theta }&{i\sin \dfrac{\varphi }{2}\sin 2\theta } \\ {i\sin \dfrac{\varphi }{2}\sin 2\theta }&{\cos \dfrac{\varphi }{2} - i\sin \dfrac{\varphi }{2}\cos 2\theta } \end{array}} \right]\left[ {\begin{array}{*{20}{c}} 1 \\ i \end{array}} \right] = \cos \dfrac{\varphi }{2}\left[ {\begin{array}{*{20}{c}} 1 \\ i \end{array}} \right] + i\sin \dfrac{\varphi }{2}{e^{i2\theta }}\left[ {\begin{array}{*{20}{c}} 1 \\ { - i} \end{array}} \right]$$ (4) where
$J_{(\varphi )}^{(\theta )}$ is the Jones matrix for deducing the functionality of a rotated antenna (see Fig. 3b). Here, the transmitted electric field also contains two components: non-converted EM waves and converted EM waves. However, converted light acquires an abrupt phase of 2θ induced by the rotated antennas. Therefore, this abrupt phase is known as a geometric phase or Pancharatnam-Berry phase. An antenna can be considered as an anisotropic scatterer that can convert a portion of incident CP EM waves into the opposite helicity with an abrupt phase.Fig. 3c presents a typical structure of a geometric metasurface consisting of anisotropic antennas with identical shapes, but different in-plane orientations65. Because the abrupt phase is solely dependent on the orientations of dipole antennas (anisotropic antennas), rather than their spectral responses, the phase discontinuity induced by the rotated dipole antennas is dispersionless, resulting in a broadband response for manipulating the wavefronts of EM waves. Under the illumination of left-hand CP (LCP)/RCP EM waves, the phase gradient of the converted portion is ± dφ/dx, where ‘+’ and ‘−’ are dependent on the helicity of the incident EM waves. Therefore, a helicity-dependent deflection phenomenon is generated under illumination from LCP/RCP EM waves, as shown in Fig. 3d. This approach can also be extended into the THz near-field region for manipulating anomalous surface waves66.
It should be noted that the conversion efficiencies of geometric metasurfaces increase with an increase of the number of antennas in each unit cell based on near-field coupling between the antennas in each unit cell67. When multilayered geometric metasurfaces are stacked (e.g., three-layered metasurfaces shown in Fig. 3e), the average conversion efficiency is as high as 76% (see Fig. 3f), leading to a high-efficiency metasurface for THz wavefront manipulation68. Unlike multiple-antenna metasurfaces and multilayered metasurfaces, all-dielectric geometric metasurfaces (see Fig. 3g, h) can also enable high operating efficiency for manipulating CP EM waves based on the resonance effect69 and coherence effect70, 71.
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As indispensable tools, lenses have been widely exploited in various scientific communities (e.g., imaging, communication, and detection). Conventional lenses exhibit curved shapes that can reshape the wavefronts of EM waves with phase retardation, but require large and bulky shapes, significantly hindering the development of system integration. Metasurface-based lenses, which are referred to as metalenses, can abruptly modulate the phases of EM waves in the sub-wavelength range, significantly reducing the required thickness of lenses. Based on the unprecedented capabilities of metasurfaces for the local manipulation of the intensity, phase, and polarisation of EM waves, metalenses provide a series of unique functions that are difficult or impossible to achieve using conventional lenses.
Because the concept of metasurfaces provides a robust platform for controlling the wavefronts of EM waves, the function of a lens with a convex phase profile can be easily realised. For example, Fig. 4a presents a schematic of a THz metalens that can focus x-polarised incident THz waves into a y-polarised focal point. To focus incident LP THz waves, the planar metalens has a phase profile defined as follows72:
Fig. 4 Metalenses with one focal point and multiple focal points.
a Optical image of a metalens with a single focal point72. b and c Measured results of electric field distributions at 0.5 and 0.8 THz, respectively, under x-polarised normal incidence72. d Optical image of a metalens with multiple focal points74. e and f Measured results of electric field distributions at 0.5 and 0.8 THz, respectively, under x-polarised normal incidence74. Images reprinted with the following permissions: a72, b72, c72 from John Wiley and Sons; d74, e74, f74 from Springer Nature.$$\varphi (x,y) = \frac{{2{\text π} }}{\lambda }(\sqrt {{x^2} + {y^2} + {f^2}} - |f|)$$ (5) where
$\lambda $ is the working wavelength and f is the focal length. Under the illumination of x-polarised THz waves, a y-polarised focal point can be observed after the metalens, as shown in Fig. 4b, c. A THz flat lens comprised of C-shaped SRRs exhibits broadband focusing properties ranging from 0.5 to 0.9 THz. Additionally, Jia et al. reported a dilectric metalens (Huygens’ metasurface) consisting of periodically arranged sub-wavelength silicon cross resonators for focusing LP incident THz waves into a focal point with a focusing efficiency of 24%73.To demonstrate the versatility of C-shaped metalenses, He et al. designed a THz ultrathin multi-foci metalens (see Fig. 4d) based on the Yang-Gu amplitude-phase retrieval algorithm74. Under the incidence of LP THz waves, four focal points can be observed, as shown in Fig. 4e, f. This metalens also exhibits broadband performance ranging from 0.3 to 1.1 THz. By using cross-shaped structures with different sizes to manipulate the wavefronts of THz waves, a polarisation-insensitive multi-foci metasurface mirror can be realised75. Additionally, spin-dependent multi-foci metalens76 and holographic metasurface mirrors77 for generating multiple THz focal points have also been proposed in recent years.
Focusing efficiency, which is defined as the ratio of the intensity of the focal point over the incident intensity, plays a vital role in the evaluation of metalens performance. To enhance focusing efficiency, a series of metalenses, including multilayered metalenses51, 78–81 and all-dielectric metalenses55, 57, 73, have been proposed and fabricated. As shown in Fig. 5a, a high-efficiency metalens has been designed based on a sandwiched structure (i.e., three layers of square aluminium cladding separated by polyimide spacers). This metalens can focus x-polarised plane waves into a focal point with a transmission efficiency greater than 45% based on Fabry-Pérot-like resonance (the corresponding electric field distribution is presented in Fig. 5b). Chang et al. designed a tri-layered metasurface-based lens with high focusing efficiency (68%). Their metalens exhibited diffraction-limited focusing at an operating frequency of 400 GHz79. For all-dielectric metalenses, focusing efficiency can reach as high as 54.9%57 and 61.3%55 by leveraging waveguide resonance and Mie resonance, respectively.
Fig. 5 Metalenses with high conversion efficiency, achromatic functionality, and superresolution functionality.
a Schematic of a high-efficiency metalens51. b Measured electric field distribution of the metalens under normal plane wave incidence at 0.95 THz51. c Schematic of a dielectric achromatic metalens consisting of two complementary structures83. d, e, and f Measured electric field distribution of the metalens under the illumination of RCP THz waves at 0.3, 0.6 and 0.8 THz, respectively83. g Normalized intensity distributions (in the x-axis) and optical image of a polarisation-controlled superfocusing metalens84. h Measured electric field distribution at 0.34 THz84. i, j, and k Measured electric field distributions of the metalens under the illumination of LCP, LP, and RCP THz waves, respectively, at focal planes84. Images reprinted with the following permissions: a51, b51 from John Wiley and Sons; c83, d83, e83, f83 from Science China Press; g84, h84, i84, j84 k84 from AIP Publishing.In addition to the high efficiency of metalenses, achromatic focusing is also essential for imaging. For traditional metalenses under the illumination of EM waves with multiple wavelengths, aberration effects occur as a result of material dispersion, leading to numerous focal points at different spatial positions and decreasing the performance of imaging and detection. To realise achromatic functionality, a conventional imaging system typically uses a multi-lens cascade to compensate for phase differences. It has recently been reported that chromatic aberrations can be eliminated in multi-wavelength or broad-bandwidth scenarios by using metalenses. Ding et al. designed a metalens consisting of C-shaped/C-slit structures with different opening angles that can focus THz waves at 400 and 750 μm to the same focal distance82. As shown in Fig. 5c, an all-dielectric metalens composed of C-shaped/inverse-C-shaped structures has been developed to realise achromatic focusing. Under the illumination of RCP THz waves, the focal lengths of focal points at 0.3, 0.6, and 0.8 THz are very similar, as shown in Fig. 5d-f. An achromatic metalens can work in a broad bandwidth range from 0.3 to 0.8 THz with a bandwidth coverage of 91% at the centre frequency83.
The resolution of imaging realised by metalenses is another crucial factor. Fig. 5g presents a schematic of a metalens that can generate a near-field focal point84. The measured electric field distribution is presented in Fig. 5h. The full width at half maximum of the focal point is 337 μm (approximately 0.38λ), demonstrating that the designed metalens enables high-resolution functionality in the near-field region. This metalens provides a tuneable intensity of the focal point by controlling the polarisation of incident THz waves. As demonstrated in Fig. 5i-k, the intensity of the focal point becomes stronger as the polarisation of the incident THz waves is switched from LCP to RCP. Here, the realisation of THz superfocusing can be attributed to the scattering of surface plasmon polaritons (SPPs) into free space with in-phase field superposition. Accordingly, a polarisation-independent high-numerical-aperture dielectric metalens and tri-layered metalens were designed by Chen et al. and Zhang et al., respectively, to perform sub-wavelength tight focusing85, 86.
Recently, metalenses have been reported as a promising technology for imaging. In 2013, Hu et al. proposed an ultrathin THz metalens (see Fig. 6a) composed of complementary V-shaped antennas for imaging87. Three letter patterns of ‘C’, ‘N’, and ‘U’ were used as imaging objects and these three letters were clearly displayed on an image plane (see Fig. 6b-d). Wang et al. reported spin-selected imaging based on a spin-selected metalens. The spin-selected metalens was designed based on the shift of wave vectors and can generate two helicity-dependent focal points. For predesigned letter patterns under the illumination of LCP/RCP THz waves, the revealed images are located at different positions, demonstrating the realisation of spin-selected imaging76. Accordingly, a high-efficiency metalens based on dual-layered metasurfaces was also proposed for imaging80. Furthermore, Zang et al. proposed a polarisation-controllable THz multi-foci metalens for polarisation-dependent imaging88. Fig. 6e presents a corresponding schematic in which two focal points with different polarisation orientations can be observed under the illumination of LP THz waves. As demonstrated experimentally, a y-polarised focal point can be observed at z = 3 mm, while the other x-polarised focal point is observed at z = 6 mm under the incidence of x-polarised THz waves. A polarisation-dependent sample was proposed to characterise lens imaging functionality and polarisation rotation capability simultaneously. As shown in Fig. 6f, g, when a polarisation-dependent sample is embedded in the region of the left focal point, the left capital letter ‘E’ is revealed. The ‘
$\exists $ ’ symbol on the right is observed when the sample is embedded in the region of the right focal point. Unlike traditional metalenses with limited focal depths, metalenses with extended focal depths have been designed and fabricated to enhance imaging depth89, 90. Fig. 6h presents a schematic of a metalens with extended focal depth and polarisation insensitivity. Under the illumination of LCP/RCP THz waves, there is a focal point with a main field distribution ranging from 10 to 20 mm (see Fig. 6i, j with a focal length of 10 mm), whereas the focal length for a traditional metalens in this scenario is only 4 mm. Additionally, an arrow-shaped sample was considered to demonstrate the characteristics of a metalens with an extended focal length. For the designed metalens with an extended focal length (see Fig. 6k-m), the arrow can be observed at z = 11 mm, z = 15 mm, and z = 19 mm, demonstrating the realisation of high-tolerance imaging. For a traditional metalens, only one arrow-shaped image can be observed when the arrow-shaped sample is placed at z = 6 mm, z = 10 mm, and z = 14 mm.Fig. 6 Metalenses for imaging.
a Optical image of a metalens with a focal point87. b, c, and d Images of three letters (C, N, and U) after the metalens shown in a87. e Schematic of a THz multi-foci metalens with polarization-rotated points88. f and g Measured images when the designed imaging sample is embedded in the left and right focal points, respectively88. h Schematic of a polarisation-insensitive metalens with an extended focal depth89. i and j Measured electric field distributions of a metalens under the illumination of LCP and RCP THz waves89. k, l, and m Measured images of an arrow-shaped sample at z = 11 mm, z = 15 mm, and z = 19 mm89. Images reprinted with the following permissions: a87, b87, c87, d87, e88, f88, g88, h89, i89, j89, k89, l89, m89 from John Wiley and Sons.
Metasurfaces for manipulating terahertz waves
- Light: Advanced Manufacturing 2, Article number: (2021)
- Received: 04 August 2020
- Revised: 11 November 2020
- Accepted: 26 February 2021 Published online: 22 March 2021
doi: https://doi.org/10.37188/lam.2021.010
Abstract: Terahertz (THz) science and technology have attracted significant attention based on their unique applications in non-destructive imaging, communications, spectroscopic detection, and sensing. However, traditional THz devices must be sufficiently thick to realise the desired wave-manipulating functions, which has hindered the development of THz integrated systems and applications. Metasurfaces, which are two-dimensional metamaterials consisting of predesigned meta-atoms, can accurately tailor the amplitudes, phases, and polarisations of electromagnetic waves at subwavelength resolutions, meaning they can provide a flexible platform for designing ultra-compact and high-performance THz components. This review focuses on recent advancements in metasurfaces for the wavefront manipulation of THz waves, including the planar metalens, holograms, arbitrary polarisation control, special beam generation, and active metasurface devices. Such ultra-compact devices with unique functionality make metasurface devices very attractive for applications such as imaging, encryption, information modulation, and THz communications. This progress report aims to highlight some novel approaches for designing ultra-compact THz devices and broaden the applications of metasurfaces in THz science.
Research Summary
Metasurfaces: A new platform for designing ultrathin THz devices
Traditional THz functional devices are bulky and must be sufficiently thick to generate propagation phase accumulation to realize the desired wave-manipulating functionality. Metasurfaces, which are two-dimensional metamaterials consisting of predesigned meta-atoms, can accurately tailor the amplitudes, phases, and polarisations of electromagnetic waves at subwavelength resolutions, meaning they can provide a flexible platform for designing ultra-compact and high-performance THz components. Xiaofei Zang et al. from China’s University of Shanghai for Science and Technology now report recent advancements in metasurfaces for the wavefront manipulation of THz waves based on these ultrathin and ultra-compact devices. The team aim to highlight some novel approaches for designing ultra-compact THz devices and broaden the applications of metasurfaces in THz science and technology.
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